Services

• Identification and management compliance risks
• Training
• Checking (client acceptance) files
• External Money Laundering Reporting Officer
• Reporting

Expertise linkages

•  Legislation
  Article 6 of the MiFID implementing directive
  Consultation Guidelines on certain aspects of the compliance function requirements under MiFID II
• Literature
  Compliance and the compliance function in banks, Basel Committee on Banking Supervision
  Corporate governance principles for banks, Basel Committee on Banking Supervision
  A best practice model for bank compliance, McKinsey & Company
  Dutch Central Bank
• Case law